Manager - Compliance (PMS)
Groww
Salary undisclosed
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Description
- Radical customer centricity
- Ownership-driven culture
- Keeping everything simple
- Long-term thinking
- Complete transparency
- PMS Compliance: Ensure compliance with applicable PMS regulations, including onboarding, online offerings, approval workflows, advertising, segregation of activities, and monitoring of investment and operational compliance.
- Wealth Management Compliance: Manage compliance requirements related to the distribution of financial products and wealth management services.
- Digital Compliance: Oversee compliance for app- and web-based offerings, including the Digital Personal Data Protection (DPDP) framework and other applicable regulations.
- Risk & Internal Audit: Monitor the establishment and functioning of Risk Control and Internal Audit functions, ensuring effective regulatory checks and controls.
- AML & Surveillance: Manage Anti-Money Laundering (AML) compliance, transaction surveillance, and related monitoring activities.
- CA / CS / MBA or equivalent professional qualification.
- 4-5 years of relevant experience in the securities market, preferably in Asset Management or Portfolio Management Services (PMS).
- Strong understanding of applicable regulatory frameworks, compliance monitoring, and risk control processes.
About this role
Groww is seeking a compliance manager to oversee regulatory adherence across its portfolio management and wealth management services. This role sits at the intersection of multiple compliance domains—PMS regulations, digital offerings, AML monitoring, and risk controls—requiring someone who can navigate India's evolving fintech regulatory landscape while supporting a fast-growing platform. You would own compliance across onboarding workflows, investment monitoring, advertising approvals, and internal audit functions, alongside managing transaction surveillance and data protection requirements under the DPDP framework.
The ideal candidate holds a CA, CS, or MBA qualification and brings 4–5 years of hands-on experience in securities markets, ideally within asset management or PMS. You'll need solid grounding in regulatory frameworks, compliance monitoring systems, and risk control architecture. This is an in-office, full-time role based in Bengaluru, suited to someone who thrives in a regulated environment and can balance multiple compliance workstreams while supporting a company culture built on ownership and transparency.
How this employer is doing
solid
- Recently Raised Funding
In the news
Watkins Advises on Groww’s IPO, Latham & Watkins LLP
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Pay for this role
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