Compliance Analyst
IMC Trading
Salary undisclosed
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Description
Our APAC Compliance team works closely with our Trading and Technology teams in order to manage the regulatory risks of our trading activities across multiple jurisdictions, particularly in the Asia-Pacific region. As a Compliance Analyst at IMC, you will assist with our day-to-day compliance operations, monitoring and review functions, and key compliance initiatives. Your role will cover many different aspects of IMC’s compliance program, requiring you to work with people across all areas of the business.
Your Core Responsibilities:
- Joining a highly skilled and experienced team of Compliance professionals to drive IMC’s regulatory vision and compliance efforts across the region.
- Promoting IMC’s Compliance culture, awareness of regulatory developments, and best practices within the business.
- Monitoring and reviewing applicable laws, rules and regulations to identify new compliance requirements.
- Communicating with Brokers and Exchanges in relation to trader registration, conducting reviews, and keeping up to date records.
- Developing, maintaining, and reviewing written policies and procedures, training presentations, and associated materials.
- Conducting periodic reviews of internal compliance with policies and procedures, and reporting of the results to management.
- Conducting necessary tasks for IMC’s AML procedures.
- Communicating with regional compliance teams on global issues and projects.
Your Skills and Experience:
- 1.5 to 4 years of experience in financial markets compliance at a Trading Firm, Broker, Regulator, Exchange, or similar role.
- Degree qualified in Finance, Commerce, Business, Law, or a related discipline.
- Strong attention to detail and analytical/problem solving skills.
- Strong interpersonal, organisational, and time management skills.
- Ability to work both independently and in teams.
- Ability to communicate complex ideas or concepts clearly.
- Willing to learn and take responsibility for required tasks and projects.
About Us
IMC is a research-driven trading firm where quantitative modeling, machine learning, and engineering shape how modern markets are traded. A stabilizing force in markets since 1989, we provide liquidity across trading venues, delivering the best outcome in value and risk management to investors. Using our own technology and capital, we build proprietary systems and algorithms that operate across global markets. Our researchers, traders, and engineers work as a collective, combining rapid experimentation, advanced infrastructure, and real-time feedback to turn insight into execution and execution into advantage.
About this role
IMC Trading's APAC Compliance team manages regulatory risk across multiple Asia-Pacific jurisdictions, working alongside traders and technologists to keep the firm's operations aligned with evolving market rules. As a Compliance Analyst, you'd support day-to-day compliance functions—monitoring regulatory changes, reviewing internal adherence to policies, handling trader registration with brokers and exchanges, and contributing to anti-money laundering procedures. The role spans the full compliance program, meaning you'll interact regularly with people across trading, technology, and regional teams.
This position suits someone with 1.5 to 4 years of compliance experience in a trading firm, broker, regulator, or exchange environment, ideally with a degree in Finance, Commerce, Business, Law, or related field. You'll need strong attention to detail, analytical skills, and the ability to communicate complex regulatory concepts clearly. The work requires both independent initiative and collaboration, alongside willingness to own projects and learn on the job.
The role is full-time and based in IMC's Sydney office. IMC is a quantitative trading firm that has operated since 1989, using proprietary technology and algorithms to provide liquidity across global markets.
How this employer is doing
solid
- Hiring Mentioned
Typical pay for this role
$80,000
Typical range: $60,000 to $100,000
This role's local market on JobMinglr
Pay for this role
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