Compliance - Compliance Testing - Associate
India Travel Faq
Salary not disclosed
Applying takes a free account: you'll come right back to this job to finish with your profile.
Need a reasonable accommodation to apply or interview? Contact us.
JobMinglr uses automated technology to recommend jobs based on profile information and job preferences. Match Score does not determine eligibility for a position, prevent a user from viewing or applying to a job, or make hiring decisions on behalf of an employer.
Description
About AQR Capital India
AQR is a global investment firm built at the intersection of financial theory and practical application. We strive to deliver concrete, long-term results by looking past market noise to identify and isolate the factors that matter most, and by developing ideas that stand up to rigorous testing. By putting theory into practice, we have become a leader in alternative strategies and an innovator in traditional portfolio management since 1998.
At AQR India, our employees share a common spirit of academic excellence, intellectual honesty and an unwavering commitment to seeking the truth. We’re determined to know what makes financial markets tick – and we’ll ask every question and challenge every assumption. We recognize and respect the power of collaboration, and believe transparency and openness to new ideas leads to innovation.
We are currently seeking a detail oriented and analytical individual with three to five years of Compliance experience and strong organization, testing, and writing skills to join our Compliance Department.
Your Role
• Provide support for compliance testing, including the annual compliance reviews conducted pursuant to Rule 38a-1 of the Investment Company Act and Rule 206(4)-7 of the Investment Advisers Act, and other regulatory-related requirements, including:
- Coordinate with internal teams about requests for information/documentation,
- Perform preliminary reviews and analyses of information/documentation, and
- Maintain organizational framework, including tracking status of requests, document submission, review and approval process, etc.
• Assist with ad hoc projects
What You’ll Bring
• A BA or BS and a minimum of three to five years of experience in a financial services Compliance role, preferably in a testing, monitoring, or audit function for an Investment Adviser or Registered Investment Company
• Knowledge of the U.S. federal securities and commodities laws, rules and regulations including the Investment Advisers Act of 1940, the Investment Company Act of 1940, and the Commodity Exchange Act.
• Ability to work independently as well as within a team
Who You Are
• Intelligent, energetic and goal-oriented with the ability to manage multiple tasks simultaneously, meet deadlines, and exercise sound judgment
• Excellent oral and written communication skills; must be able to confidently collaborate with various departments across the firm
• Organized and detail oriented
• Proficient in Microsoft Office suite
• A self-starter with the ability to see tasks through to completion in a highly intellectual and collaborative environment
Pay for this role
The employer didn't post a pay range for this role. That usually means pay is set in negotiation, which favors whoever arrives with numbers. Check ranges on comparable Compliance - Compliance Testing - Associate postings in Bengaluru, and analyze any offer before you accept it.
Before you apply, worth reading
How JobMinglr reads this job
Every listing here is scored against your profile before you apply: skills overlap, experience level, location and work arrangement, each weighted and explained. You see the score and the reasons, not just a list. How the matching works.