Compliance Officer, Trading Compliance

A Career with Point72's Compliance Team The Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm’s compliance policies, providing real-time advice, and conducting pre- and post-trade surveillance. Our team is essential to Point72’s success and we provide mentorship, a growth path, and the opportunity for a long-term career with us.

What You'Ll Do

S. securities laws and regulations applicable to trading and market conduct Proven experience designing, operating, or materially enhancing pre-trade and post-trade surveillance programs Demonstrated experience working directly with traders, portfolio managers, and trading operations to provide timely compliance advice Proven ability to analyze trading activity and alert data Experience conducting compliance investigations and producing clear written summaries, escalation materials, and remediation plans Track record of leading cross-functional projects to implement policy, system, or process changes related to trading Excellent verbal and written communication skills with the ability to influence senior stakeholders and explain technical topics clearly Commitment to the highest ethical standards We take care of our people We invest in our people, their careers, their health, and their well-being.

Benefits

Generous parental and family leave policies Volunteer opportunities Support for employee-led affinity groups representing women, people of color and the LGBT+ community Mental and physical wellness programs Tuition assistance A 401(k) savings program with an employer match and more About Point72 Point72 is a leading global alternative investment firm led by Steven A. Cohen. Building on more than 30 years of investing experience, Point72 seeks to deliver superior returns for its investors through fundamental and systematic investing strategies across asset classes and geographies.

We aim to attract and retain the industry's brightest talent by cultivating an investor-led culture and committing to our people's long-term growth. com/.