Regulatory Reporting Associate

A Career with Point72's Regulatory Reporting Team Point72's Regulatory Reporting department's global mandate is to provide governance across all regulatory filings and obligations for the firm, including but not limited to ensuring completeness of the global inventory of filings, instituting process and workflow controls, facilitating the creation of policies and procedures, and providing process measurement reporting. The department is responsible for preparing reports, generating and coordinating responses for larger cross-departmental filings, managing external vendor relationships, oversight of Technology supporting regulatory filings, evaluating automation options, and administering data standards. The various regulators include but are not limited to the Securities and Exchange Commission (SEC), Commodities Futures Trading Commission (CFTC), National Futures Association (NFA), Federal Reserve/Treasury, Securities and Futures Commission (SFC), Kanto Finance Bureau (KFB), Financial Conduct Authority (FCA), and Monetary Authority of Singapore (MAS).

What You'Ll Do

Support the preparation and review of filing responses for various regulators (e.g., SEC, NFA, FCA, MAS) Execute MiFID II transaction reporting obligations, including monitoring, validation, and remediation of reporting issues across relevant asset classes Gather

Requirements

, perform functional and data analysis, and contribute to the development of functional and technical specifications for regulatory reporting processes Partner with business teams to clearly document

and workflows for regulations Contribute to the maintenance and improvement of the team's controls framework Conduct class action lawsuit analysis as required Respond to Compliance inquiries and regulatory data requests with timely, data-backed analysis Conduct position and transaction monitoring checks to ensure reporting accuracy Utilize data analytical and automation tools to detect anomalies in reporting data and improve reporting processes Work with development teams to ensure data is correctly sourced from trading and booking systems Investigate complex system infrastructure to understand the impact of data flows, booking models, and trading systems on reporting accuracy Monitor regulatory submissions and escalate issues to senior team members in a timely manner Support cross-departmental filings and coordination efforts as needed What's required Bachelor’s degree in finance, accounting, economics, mathematics, law, or a related field 2–4 years of experience working in a regulatory reporting function at a financial institution, with an understanding of hedge/investment fund structures Hands-on experience with MiFID II transaction reporting (e.g., reference data reporting, trade reporting across OTC and exchange-traded products) Working knowledge of financial products, including equities, fixed income, exchange-traded derivatives, and OTC derivatives Practical knowledge of SQL, Alteryx, Tableau or AI tools, as well as proficiency in Excel and MS Office Suite Able to document cohesive workflows and

across multiple business units Superior problem-solving, critical thinking, and analytical skills Outstanding communication and interpersonal skills — the work is often team-based and requires one to be relationship oriented Sound professional judgment and ability to exercise discretion with sensitive information Commitment to the highest ethical standards We take care of our people We invest in our people, their careers, their health, and their well-being.