Loading jobs…
Loading jobs…
Steer — New York City, New York
Job Title: Vice President, Attorney, Regulatory Compliance Department: Legal Compliance Reports To: SVP, Global CCO Associate General Counsel FLSA Code: Exempt Estimated Salary: $200,000- $275,000 Job Summary: This role supports the Global Chief Compliance Officer Associate General Counsel (“Global CCO”) in all aspects of the design, execution, and operation of Cohen Steers’ global compliance program and will report directly to the Global CCO. The role requires a strong attorney with prior large asset manager in‑house experience and significant exposure to both registered and unregistered funds. The individual will drive compliance execution, provide day‑to‑day regulatory and policy support and act as a strategic contributor and trusted advisor across Legal Compliance, as well as the broader business.
The successful candidate will be collaborative, solutions‑oriented and exercise sound judgment. This individual will be required to assist in decision-making across all aspects of the program instilling confidence and sound decision-making. Cohen Steers is committed to an inclusive culture, valuing diversity in support of our people and clients.
Cohen Steers is committed to an inclusive culture, valuing diversity in support of our people and clients.
Responsibilities
S. S.
Requirements
into clear, actionable guidance and oversee related implementation Serve as a mentor and educator within the Compliance team, promoting thoughtful judgment, professionalism, career growth and continuous learning Assist with day‑to‑day compliance matters for investment advisers, registered funds, private funds, and other investment structures Provide practical, well‑reasoned guidance to business stakeholders on compliance obligations while appropriately escalating material issues to the Global CCO Assist in identifying compliance risks, control gaps, and emerging regulatory issues, and help develop mitigation strategies under the direction of the Global CCO Participate in enterprise risk management, internal audit, and related governance forums as appropriate Assist with drafting, reviewing, and updating compliance policies and procedures Help design and deliver compliance training and education, including firm‑wide training initiatives and targeted sessions for specific business areas Support compliance testing and monitoring programs, including under Advisers Act Rule 206(4)-7, Investment Company Act Rule 38a‑1, and analogous
Assist in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators Help oversee regulatory filings and ongoing disclosures, in coordination with Legal and Compliance colleagues Partner with cross‑functional stakeholders including Portfolio Management, Distribution, Marketing, Operations, Technology, and Risk Contribute to operational improvements, process enhancements, and consistency across the compliance function Minimum
D.